Apparently for Micro RIA
Compliance-ready AI for independent advisers
Solo and micro RIAs need compliance infrastructure that works without a CCO on staff. Apparently keeps you exam-ready, monitors suitability, and handles the paperwork so you can focus on clients.
Everything you need
Purpose-built capabilities for your workflow.
Client suitability monitoring
Compliance calendar
Marketing review workflow
Books and records management
Regulatory change alerts
Built for how you work
- ✓Auto-populate and file ADV amendments on schedule
- ✓Monitor client portfolios for suitability drift
- ✓Never miss a compliance deadline or filing window
- ✓Review marketing materials against SEC advertising rules
- ✓Maintain books and records that survive an exam
- ✓Get alerted when new regulations affect your practice
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Designed to support SEC and state RIA books-and-records requirements
Ready to get started?
Built for professionals who refuse to compromise on their most critical work.
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